USPTO Examiner SMALLEY JAMES N - Art Unit 3733

Recent Applications

Detailed information about the 100 most recent patent applications.

Application NumberTitleFiling DateDisposal DateDispositionTime (months)Office ActionsRestrictionsInterviewAppeal
19321557FRESH-KEEPING BOXSeptember 2025March 2026Allow610NoNo
19270392CUP LID WITH STRAWJuly 2025December 2025Allow510NoNo
19194032CONTAINER LIDApril 2025December 2025Allow820NoNo
19189375RECYCLABLE COFFEE CUP WITH INTEGRATED LIDApril 2025June 2025Allow211NoNo
18911673RECYCLABLE COFFEE CUP WITH INTEGRATED LIDOctober 2024February 2025Allow411NoNo
18823340Tethered Flip ClosureSeptember 2024January 2026Allow1710NoNo
18819168SEALING PLUGAugust 2024March 2026Allow1910NoNo
18813379CONTAINER FOR PACKING A FOODAugust 2024December 2025Allow1610NoNo
18806724FOOD CONTAINER AND ANIMAL FOOD DISPENSING DEVICE COMPATIBLE WITH FOOD CONTAINERAugust 2024July 2025Allow1112NoNo
18800240Tamper-Evident Container with Additional LockAugust 2024December 2025Allow1610NoNo
18801492WATER CUP WITH SELF-LOCKING FUNCTIONAugust 2024March 2026Abandon1910NoNo
18786998TAMPER EVIDENT CONTAINERJuly 2024October 2024Allow310NoNo
18779993REMOVABLE CAPJuly 2024February 2025Allow710NoNo
18774857NON-SPILL DRINKING CONTAINER ASSEMBLYJuly 2024December 2025Allow1710NoNo
18760117LID STORAGE STRUCTURE OF TRAVEL CUPJuly 2024January 2025Allow710NoNo
18740520CUP LID SYSTEM WITH AN EXPANDED LID TAB THAT COVERS THE DRINKING SURFACE AREA OF THE CUP LIDJune 2024March 2026Abandon2110NoNo
18741043LOCKING PIN FOR TOOL CASEJune 2024November 2025Allow1710NoNo
18718292CLOSUREJune 2024January 2026Allow1910NoNo
18677861BRISTLE PRESERVING PAINTBRUSH COVERMay 2024February 2026Allow2120YesNo
18665207AUTOMATIC LOCKING HINGE MECHANISMMay 2024August 2025Allow1510NoNo
18706790Reinforced clinical waste container comprising wood fibres and method for producing the sameMay 2024November 2024Allow710NoNo
18649440SEALING BOX AND STANDING DEVICEApril 2024November 2024Allow710NoNo
18650036FOOD STORAGE CONTAINERApril 2024September 2025Abandon1710NoNo
18705181CAP FOR CONTAINERApril 2024September 2025Allow1610NoNo
18646374Sprinkler with Tamper Evident FeatureApril 2024October 2025Allow1711NoNo
18645367Lid StructureApril 2024October 2025Allow1710NoNo
18639982ONE-WAY VALVE AND RELATED CONTAINER KITApril 2024October 2025Allow1811NoNo
18633558PULP MOLDED CUP LID AND MANUFACTURING METHOD THEREFORApril 2024September 2025Allow1710NoNo
18629505Beverage Bottle Holding DeviceApril 2024August 2025Allow1610NoNo
18605000METAL SAFETY CLOSURE WITH ENGAGING NOTCHMarch 2024August 2024Allow510NoNo
18593246CHILD-RESISTANT LID FOR A CONTAINERMarch 2024January 2026Allow2310NoNo
18292909CLOSING CAP FOR CONTAINERSJanuary 2024February 2025Allow1220YesNo
18422836BI-INJECTION MOLDED HOUSING OF A LOCKING CAP FOR A PHARMACEUTICAL VIAL, AND LOCKING CAP INCLUDING SUCH A HOUSINGJanuary 2024January 2026Allow2410NoNo
18418499Vacuumizing Sealing TankJanuary 2024April 2024Allow310NoNo
18579754DISPENSING CLOSUREJanuary 2024July 2025Allow1810NoNo
18408802THREADED TAMPER EVIDENCE FINISH AND CLOSURE FOR CONTAINERJanuary 2024February 2025Allow1310NoNo
18405824CUP LID AND BEVERAGE CONTAINERJanuary 2024October 2025Abandon2210NoNo
18402524MASON JAR VALVED-LID COMPONENT AND KIT FOR USE IN FERMENTATIONJanuary 2024August 2025Allow2010NoNo
18400351Tamper-Evident HousingDecember 2023January 2025Allow1320NoNo
18574765CLOSURE FOR CONTAINERS WITH EVIDENCE OF FIRST OPENINGDecember 2023July 2025Allow1910NoNo
18399344PORTABLE STORAGE CONTAINERDecember 2023February 2026Allow2510YesNo
18391984CONTAINER, CLOSURE, AND METHODS FOR MANUFACTUREDecember 2023January 2025Allow1310NoNo
18390265SCORED LOCKING CAP FOR NECK CONTAINERDecember 2023October 2025Allow2210NoNo
18530911Fermentation Cover ApparatusDecember 2023February 2026Abandon2720NoNo
18529443CONTAINER WITH LID LOCKING FEATURESDecember 2023May 2025Allow1720YesNo
18527948Container LidDecember 2023October 2025Abandon2210NoNo
18564214CONTAINER WITH SUPPORT AND FIXATION FOR A LIDNovember 2023December 2025Allow2420YesNo
18511624SEALING MECHANISMNovember 2023September 2024Allow1010NoNo
18506330LID ASSEMBLY HAVING A SEAL MECHANISM FOR A CONTAINERNovember 2023November 2025Allow2410NoNo
18503635OIL TANK CAPNovember 2023June 2025Allow2010NoNo
18501325TETHERED PLASTIC SCREW STOPPERNovember 2023March 2025Abandon1610NoNo
18500547Molded Dispensing Closure with Biasing Hinge AssemblyNovember 2023September 2024Allow1010NoNo
18289134CLOSING DEVICE FOR CONTAINERS AND ASSEMBLY COMPRISING A CONTAINER PROVIDED WITH SAID CLOSING DEVICENovember 2023November 2025Allow2511NoNo
18266520CONTAINER LID HAVING A CLOSABLE VENTILATION OPENINGOctober 2023February 2026Allow3211NoNo
18383776RESEALABLE CAN CLOSURE SYSTEMOctober 2023November 2025Abandon2501NoNo
18493289TAB RELEASE CHILD SAFETY FEATUREOctober 2023September 2024Allow1110NoNo
18484095CAP ASSEMBLY FOR DRINK CONTAINERS WITH A SLIDING SWITCHOctober 2023December 2024Allow1410NoNo
18480883Closure with HingeOctober 2023November 2025Allow2511NoNo
18242343LID ASSEMBLY WITH SELECTABLE DRINKING OPENINGSSeptember 2023August 2025Allow2311NoNo
18238263Bottle Cap Drip Tray DeviceAugust 2023September 2024Allow1321YesNo
18448937ONE-PIECE CARTON WITH CHILD-RESISTANT FUNCTIONAugust 2023January 2024Allow510NoNo
18232082DRINK LID FOR A CUPAugust 2023November 2025Allow2821NoYes
18276228CONTAINER LIDAugust 2023February 2024Allow710NoNo
18361181Tethered Flip ClosureJuly 2023June 2024Allow1010NoNo
18225047TWO-PART PLUG ASSEMBLY FOR A SPOUTJuly 2023August 2025Allow2511NoNo
18271907CAPPING DEVICE COMPRISING A CAP HINGED TO A BASEJuly 2023December 2024Allow1710NoNo
18261095CAPPING DEVICE INTENDED TO BE ATTACHED TO THE NECK OF A CONTAINERJuly 2023June 2025Allow2410NoNo
18346864STORAGE TANKJuly 2023February 2025Allow1910NoNo
18217606SUNKEN-TYPE CUP LIDJuly 2023February 2025Allow2011NoNo
18268336Screw Closure Having Captively Connected Screw CapJune 2023July 2025Allow2520NoNo
18337555NAUTICAL FIBERGLASS CONTAINER TO STORE AND PROTECT MARITIME DEWATERING PUMP AND STORAGE SPILL KITSJune 2023February 2025Allow2010NoNo
18257894CLOSURE SYSTEM AND KITJune 2023August 2025Allow2610NoNo
18211234FOOD CONTAINER STRUCTUREJune 2023December 2024Allow1810NoNo
18335702Closure AssemblyJune 2023March 2025Abandon2121NoNo
18257787CLOSURE SYSTEM AND KITJune 2023June 2025Allow2410NoNo
18335684FIXING STRUCTURE FOR LID ASSEMBLY AND DISASSEMBLYJune 2023May 2025Allow2320NoNo
18207617RESEALABLE CAN CLOSURE SYSTEMJune 2023September 2025Abandon2701NoNo
18330372QUICK-RELEASE POSITIONING MEMBER AND OPENABLE AND CLOSABLE DEVICEJune 2023May 2025Allow2310NoNo
18206832CLOSUREJune 2023June 2025Allow2430NoNo
18205355REUSABLE CONTAINER HOUSING ASSEMBLYJune 2023February 2025Abandon2110NoNo
18203461TARP APPARATUS FOR COVERING WASTE HAULER AND/OR RECEIVER BOXESMay 2023August 2025Abandon2610NoNo
18039145Assembly Comprising A Container And Plugging Device Attached To The ContainerMay 2023April 2025Abandon2210NoNo
18324429Dispensing LidMay 2023February 2025Allow2110NoNo
18324488BUCKET COVER WITH ATTACHED STICKMay 2023January 2025Allow2010NoNo
18254823PLASTIC CAPMay 2023November 2024Allow1810NoNo
18254773PLASTIC CAP AND CLOSED SYSTEM DRUG TRANSFER DEVICEMay 2023October 2025Allow2930YesNo
18322654LOCKING CAP FOR BEVERAGE CANSMay 2023January 2025Allow2010NoNo
18139345NON-SPILL DRINKING CONTAINER ASSEMBLYApril 2023May 2024Allow1310NoNo
18299500METALLIZED HINGE CAPApril 2023January 2025Allow2121NoNo
18030367MECHANISM FOR OPENING AND RECLOSING THE OUTFLOW OPENING FOR EMPTYING A CONTAINERApril 2023May 2024Allow1320NoNo
18129821FOOD STORAGE CONTAINERMarch 2023December 2023Allow810YesNo
18194075BEVERAGE CONTAINER LID WITH LATCHING HANDLEMarch 2023February 2025Allow2310NoNo
18247187TOY CAPMarch 2023July 2025Abandon2810NoNo
18247185CLOSURE FOR A SPOUT IN A THIN-WALLED PACKAGEMarch 2023March 2025Allow2320NoNo
18029009TAMPER RESISTANT CONTAINERMarch 2023August 2025Allow2811YesNo
18126601END CAP WITH SCORE LINE FOR CONTROLLED FLAP OPENING AND METHOD THEREFORMarch 2023October 2025Allow3011YesNo
18246587CLOSURE ASSEMBLY FOR A CONTAINER AND CONTAINER HAVING A CLOSURE ASSEMBLYMarch 2023June 2025Allow2620YesNo
18121773CAP OF A PACKAGE SUITABLE FOR STORING PERSONAL HEALTH CARE PRODUCTSMarch 2023June 2025Allow2720NoNo
18175901Truly tamper-evident containerFebruary 2023December 2025Allow3410NoNo
18023479CONTENTS CONTAINERFebruary 2023March 2025Abandon2510NoNo

Appeals Overview

This analysis examines appeal outcomes and the strategic value of filing appeals for examiner SMALLEY, JAMES N.

Patent Trial and Appeal Board (PTAB) Decisions

Total PTAB Decisions
4
Examiner Affirmed
2
(50.0%)
Examiner Reversed
2
(50.0%)
Reversal Percentile
78.4%
Higher than average

What This Means

With a 50.0% reversal rate, the PTAB reverses the examiner's rejections in a meaningful percentage of cases. This reversal rate is in the top 25% across the USPTO, indicating that appeals are more successful here than in most other areas.

Strategic Value of Filing an Appeal

Total Appeal Filings
10
Allowed After Appeal Filing
4
(40.0%)
Not Allowed After Appeal Filing
6
(60.0%)
Filing Benefit Percentile
67.3%
Higher than average

Understanding Appeal Filing Strategy

Filing a Notice of Appeal can sometimes lead to allowance even before the appeal is fully briefed or decided by the PTAB. This occurs when the examiner or their supervisor reconsiders the rejection during the mandatory appeal conference (MPEP § 1207.01) after the appeal is filed.

In this dataset, 40.0% of applications that filed an appeal were subsequently allowed. This appeal filing benefit rate is above the USPTO average, suggesting that filing an appeal can be an effective strategy for prompting reconsideration.

Strategic Recommendations

✓ Appeals to PTAB show good success rates. If you have a strong case on the merits, consider fully prosecuting the appeal to a Board decision.

✓ Filing a Notice of Appeal is strategically valuable. The act of filing often prompts favorable reconsideration during the mandatory appeal conference.

Examiner SMALLEY, JAMES N - Prosecution Strategy Guide

Executive Summary

Examiner SMALLEY, JAMES N works in Art Unit 3733 and has examined 465 patent applications in our dataset. With an allowance rate of 82.2%, this examiner has an above-average tendency to allow applications. Applications typically reach final disposition in approximately 27 months.

Allowance Patterns

Examiner SMALLEY, JAMES N's allowance rate of 82.2% places them in the 54% percentile among all USPTO examiners. This examiner has an above-average tendency to allow applications.

Office Action Patterns

On average, applications examined by SMALLEY, JAMES N receive 1.67 office actions before reaching final disposition. This places the examiner in the 34% percentile for office actions issued. This examiner issues fewer office actions than average, which may indicate efficient prosecution or a more lenient examination style.

Prosecution Timeline

The median time to disposition (half-life) for applications examined by SMALLEY, JAMES N is 27 months. This places the examiner in the 74% percentile for prosecution speed. Prosecution timelines are slightly faster than average with this examiner.

Interview Effectiveness

Conducting an examiner interview provides a +9.4% benefit to allowance rate for applications examined by SMALLEY, JAMES N. This interview benefit is in the 41% percentile among all examiners. Recommendation: Interviews provide a below-average benefit with this examiner.

Request for Continued Examination (RCE) Effectiveness

When applicants file an RCE with this examiner, 29.6% of applications are subsequently allowed. This success rate is in the 56% percentile among all examiners. Strategic Insight: RCEs show above-average effectiveness with this examiner. Consider whether your amendments or new arguments are strong enough to warrant an RCE versus filing a continuation.

After-Final Amendment Practice

This examiner enters after-final amendments leading to allowance in 50.7% of cases where such amendments are filed. This entry rate is in the 77% percentile among all examiners. Strategic Recommendation: This examiner is highly receptive to after-final amendments compared to other examiners. Per MPEP § 714.12, after-final amendments may be entered "under justifiable circumstances." Consider filing after-final amendments with a clear showing of allowability rather than immediately filing an RCE, as this examiner frequently enters such amendments.

Pre-Appeal Conference Effectiveness

When applicants request a pre-appeal conference (PAC) with this examiner, 100.0% result in withdrawal of the rejection or reopening of prosecution. This success rate is in the 76% percentile among all examiners. Strategic Recommendation: Pre-appeal conferences are highly effective with this examiner compared to others. Before filing a full appeal brief, strongly consider requesting a PAC. The PAC provides an opportunity for the examiner and supervisory personnel to reconsider the rejection before the case proceeds to the PTAB.

Appeal Withdrawal and Reconsideration

This examiner withdraws rejections or reopens prosecution in 69.2% of appeals filed. This is in the 55% percentile among all examiners. Of these withdrawals, 44.4% occur early in the appeal process (after Notice of Appeal but before Appeal Brief). Strategic Insight: This examiner shows above-average willingness to reconsider rejections during appeals. The mandatory appeal conference (MPEP § 1207.01) provides an opportunity for reconsideration.

Petition Practice

When applicants file petitions regarding this examiner's actions, 57.1% are granted (fully or in part). This grant rate is in the 60% percentile among all examiners. Strategic Note: Petitions show above-average success regarding this examiner's actions. Petitionable matters include restriction requirements (MPEP § 1002.02(c)(2)) and various procedural issues.

Examiner Cooperation and Flexibility

Examiner's Amendments: This examiner makes examiner's amendments in 1.9% of allowed cases (in the 74% percentile). This examiner makes examiner's amendments more often than average to place applications in condition for allowance (MPEP § 1302.04).

Quayle Actions: This examiner issues Ex Parte Quayle actions in 0.0% of allowed cases (in the 46% percentile). This examiner issues Quayle actions less often than average. Allowances may come directly without a separate action for formal matters.

Prosecution Strategy Recommendations

Based on the statistical analysis of this examiner's prosecution patterns, here are tailored strategic recommendations:

  • Consider after-final amendments: This examiner frequently enters after-final amendments. If you can clearly overcome rejections with claim amendments, file an after-final amendment before resorting to an RCE.
  • Request pre-appeal conferences: PACs are highly effective with this examiner. Before filing a full appeal brief, request a PAC to potentially resolve issues without full PTAB review.

Relevant MPEP Sections for Prosecution Strategy

  • MPEP § 713.10: Examiner interviews - available before Notice of Allowance or transfer to PTAB
  • MPEP § 714.12: After-final amendments - may be entered "under justifiable circumstances"
  • MPEP § 1002.02(c): Petitionable matters to Technology Center Director
  • MPEP § 1004: Actions requiring primary examiner signature (allowances, final rejections, examiner's answers)
  • MPEP § 1207.01: Appeal conferences - mandatory for all appeals
  • MPEP § 1214.07: Reopening prosecution after appeal

Important Disclaimer

Not Legal Advice: The information provided in this report is for informational purposes only and does not constitute legal advice. You should consult with a qualified patent attorney or agent for advice specific to your situation.

No Guarantees: We do not provide any guarantees as to the accuracy, completeness, or timeliness of the statistics presented above. Patent prosecution statistics are derived from publicly available USPTO data and are subject to data quality limitations, processing errors, and changes in USPTO practices over time.

Limitation of Liability: Under no circumstances will IronCrow AI be liable for any outcome, decision, or action resulting from your reliance on the statistics, analysis, or recommendations presented in this report. Past prosecution patterns do not guarantee future results.

Use at Your Own Risk: While we strive to provide accurate and useful prosecution statistics, you should independently verify any information that is material to your prosecution strategy and use your professional judgment in all patent prosecution matters.