USPTO Examiner PUTTAIAH ASHA - Art Unit 3691

Recent Applications

Detailed information about the 100 most recent patent applications.

Application NumberTitleFiling DateDisposal DateDispositionTime (months)Office ActionsRestrictionsInterviewAppeal
18975541Generating Market Information Based on Causally Linked EventsDecember 2024February 2026Allow1400NoNo
18959148Virtualizing for User-Defined Algorithm Electronic TradingNovember 2024January 2026Allow1400YesNo
18888172SIMPLIFIED, BEHAVIOR-MODIFYING, PERSONAL BUDGETING AND FINANCIAL MANAGEMENT TOOLSeptember 2024March 2026Abandon1810NoNo
18756880Hardware-Based Apparatus and Techniques for Social Media-Based TradingJune 2024February 2026Abandon2010NoNo
18659247SYSTEM AND METHOD FOR CREATING AUTOMATIC EXPIRING TRANSACTIONS FOR A CREDIT CARDMay 2024January 2026Allow2020NoNo
18527583SYSTEMS AND METHODS FOR PROVIDING A SEPARATE INTEREST RATE FOR AN INDIVIDUAL TRANSACTIONDecember 2023August 2024Allow900YesNo
18511653PAYMENT INFRASTRUCTURE FOR MOBILITYNovember 2023September 2025Abandon2210NoNo
18388764METHODS AND SYSTEMS TO QUANTIFY AND INDEX LIQUIDITY RISK IN FINANCIAL MARKETS AND RISK MANAGEMENT CONTRACTS THEREONNovember 2023August 2025Abandon2111NoNo
18474422Virtualizing for User-Defined Algorithm Electronic TradingSeptember 2023August 2024Allow1100YesNo
18238963SUPPLY CHAIN FINANCE SYSTEMAugust 2023January 2025Allow1710NoNo
18235171REDUCING GAS FEES FOR SMART CONTRACTS AND OTHER BLOCKCHAIN TRANSACTIONSAugust 2023May 2025Abandon2110NoNo
18446069System and Method for Controlled Market Data Delivery in an Electronic Trading EnvironmentAugust 2023March 2024Allow700YesNo
18363374Distribution of Electronic Market DataAugust 2023March 2024Allow700YesNo
18220650DETERMINING IMPLIED INTEREST RATES BASED ON CRYPTOASSET DERIVATIVE TRADE DATAJuly 2023January 2026Allow3110NoNo
18143946SYSTEM AND METHOD FOR PERFORMING CONCURRENT DATABASE OPERATIONS ON A DATABASE RECORDMay 2023October 2025Abandon2940YesNo
18187889System and Method for Displaying Trade Information for Electronic Trading ExchangeMarch 2023February 2024Allow1110NoNo
18179804SYSTEMS AND METHODS FOR PROVIDING A SEPARATE INTEREST RATE FOR AN INDIVIDUAL TRANSACTIONMarch 2023September 2023Allow700YesNo
18177451SYSTEMS AND METHODS FOR AUTOMATED PRE-PAYMENT ANALYSIS OF ELECTRONIC HEALTH CARE CLAIMSMarch 2023April 2025Abandon2510NoNo
18112756Tokenizing Credit Risk Using a Distributed LedgerFebruary 2023November 2024Allow2131YesNo
18111919System, Method, and Computer Program Product for Real-Time Automatic Authorization of a Payment TransactionFebruary 2023January 2025Allow2310YesNo
18146083System and Method for Controlled Market Data Delivery in an Electronic Trading EnvironmentDecember 2022May 2023Allow400YesNo
18146102Virtualizing for User-Defined Algorithm Electronic TradingDecember 2022June 2023Allow600YesNo
18063915Distribution of Electronic Market DataDecember 2022April 2023Allow500YesNo
18072294SYSTEMS AND METHODS FOR TRAIT-BASED TRANSACTION PROCESSINGNovember 2022March 2025Allow2820YesNo
18058172SYSTEMS AND METHODS FOR MACHINE-LEARNING BASED ACTION GENERATIONNovember 2022May 2025Abandon3020NoNo
17988279NON-BIASED, CENTRALLY-CLEARED FINANCIAL INSTRUMENT AND METHOD OF CLEARING AND SETTLINGNovember 2022May 2025Allow2920YesNo
18053466SYSTEMS AND METHODS FOR CONTEXT-DRIVEN ELECTRONIC TRANSACTIONS FRAUD DETECTIONNovember 2022October 2025Allow3550YesNo
17967494SUPPLY CHAIN FINANCE SYSTEMOctober 2022April 2023Allow600YesNo
17962395METHODS AND SYSTEMS TO QUANTIFY AND INDEX LIQUIDITY RISK IN FINANCIAL MARKETS AND RISK MANAGEMENT CONTRACTS THEREONOctober 2022September 2023Allow1100YesNo
17950218SYSTEM AND METHOD FOR CREATING AUTOMATIC EXPIRING TRANSACTIONS FOR A CREDIT CARDSeptember 2022February 2024Allow1710YesNo
17910593CREDIT SCORE MANAGEMENT APPARATUS, CREDIT SCORE MANAGEMENT METHOD, AND COMPUTER READABLE RECORDING MEDIUMSeptember 2022March 2025Abandon3020NoNo
17880705GENERATING A CONTINGENT ACTION TOKENAugust 2022December 2025Abandon4020YesNo
17869170AUCTION RESULT ADJUSTMENT WITH THRESHOLD-BASED STAKEHOLDER SIMULATIONSJuly 2022March 2025Abandon3220YesNo
17856746SERVER DEVICE AND ELECTRIC POWER TRANSACTION SYSTEMJuly 2022June 2024Abandon2420NoNo
17807212SYSTEM AND METHOD FOR IMPLEMENTING AN INTELLIGENT DATA PROCESSING MODULEJune 2022February 2026Abandon4440YesNo
17771486BID ASSISTANCE SYSTEM AND BID ASSISTANCE METHODApril 2022July 2025Allow3930YesNo
17660157METHOD AND SYSTEM FOR PRIVACY-PRESERVING PORTFOLIO PRICINGApril 2022May 2025Abandon3730YesNo
17722589CROWDSOURCED FUNDING ENGINEApril 2022June 2024Abandon2620NoNo
17703560Cognitive Identification of Credit Reporting Disputes and Dispute Resolution Using Quantum ComputingMarch 2022January 2025Abandon3430YesNo
17654143METHOD AND SYSTEM FOR ANOMALY DETECTIONMarch 2022June 2025Abandon3940NoNo
17675524SYSTEMS AND METHODS FOR AUTOMATICALLY PREDICTING FUTURE EVENTSFebruary 2022November 2023Abandon2031YesNo
17675128CARD TO BANK PAYMENTS SOLUTIONFebruary 2022September 2025Abandon4360YesNo
17674465SYSTEM, APPARATUS AND METHOD FOR ASSISTING ONLINE AUCTION PROCESSFebruary 2022January 2025Abandon3530YesNo
17673217CROSS-SERVICE TRANSACTIONS FOR PEER-TO-PEER (P2P) PAYMENT PLATFORMSFebruary 2022June 2025Abandon4040YesNo
17671507PROCESS AND METHOD FOR GENERATING VISUALIZATIONS BASED ON USER INPUTS ABOUT FINANCE AND EMOTIONSFebruary 2022May 2023Abandon1510NoNo
17668223HOLISTIC DIGITAL CLAIMS PLATFORM MANAGEMENTFebruary 2022July 2025Abandon4140YesNo
17590171Home Improvement Bidding SystemFebruary 2022June 2023Abandon1610NoNo
17649540Social Media-Enabled Market Analysis and TradingJanuary 2022July 2024Abandon3020NoNo
17587225Virtual Account UseJanuary 2022March 2025Abandon3741YesNo
17628508DYNAMIC CONNECTION AND FACILITATED INFORMATION EXCHANGE BETWEEN ENTITIESJanuary 2022January 2024Abandon2411NoNo
17576374Virtualizing for User-Defined Algorithm Electronic TradingJanuary 2022September 2022Allow800YesNo
17573530PREDICTION METHOD BASED ON MERCHANT TRANSACTION DATAJanuary 2022May 2025Abandon4060YesNo
17647379PROJECTED CLOSING DATE TOOL FOR LOAN TRANSACTIONSJanuary 2022March 2025Abandon3840YesYes
17569960NON-BIASED, CENTRALLY-CLEARED FINANCIAL INSTRUMENT AND METHOD OF CLEARING AND SETTLINGJanuary 2022September 2022Allow900YesNo
17555108FINANCIAL SERVICES PLATFORM WITH INTEGRATED BANKING, CREDIT, AND P2P CAPABILITIESDecember 2021March 2022Allow300YesNo
17530352MULTI-CLUSTER POLICY CONSOLIDATION SYSTEMNovember 2021September 2024Allow3430YesNo
17607704SETTLEMENT SERVER AND METHOD THEREOFOctober 2021April 2025Abandon4250NoNo
17411105System and Method for Associating Business Owners and Business InvestorsAugust 2021July 2024Abandon3431NoNo
17401518AUCTION SYSTEM OF ELECTRIC VEHICLEAugust 2021January 2023Allow1710YesNo
17413707COMMUNICATION SYSTEM, COMPUTERIZED METHOD AND AND COMPUTER PROGRAMS FOR ORDER-SHARING AMONG A PLURALITY OF CUSTOMERS AT A COMMERCIAL VENUEJune 2021January 2024Abandon3120NoNo
17343130SYSTEM AND METHOD FOR DISPLAYING TRADE INFORMATION FOR ELECTRONIC TRADING EXCHANGEJune 2021December 2022Allow1800YesNo
17335869METHOD AND SYSTEM FOR ASSESSING SOCIAL MEDIA EFFECTS ON MARKET TRENDSJune 2021September 2024Abandon3960YesNo
17335436System and Method for Enabling Arbitrage between Market Price and Underlying Value of Exchange-Traded Fund SharesJune 2021October 2022Allow1700YesNo
17330921METHOD AND DEVICE FOR CONTROLLING A CRYPTOCURRENCYMay 2021December 2022Abandon1820NoNo
17319126TIP PAYMENT METHOD AND TERMINAL APPARATUSMay 2021May 2023Abandon2430NoNo
17227455SYSTEMS AND METHODS FOR PROVIDING A SEPARATE INTEREST RATE FOR AN INDIVIDUAL TRANSACTIONApril 2021December 2022Allow2121YesNo
17221268STRESS TESTING AND ENTITY PLANNING MODEL EXECUTION APPARATUS, METHOD, AND COMPUTER READABLE MEDIAApril 2021April 2023Abandon2420NoNo
17220020Systems and Methods for Universal Custom Pairs TradingApril 2021June 2023Abandon2610NoNo
17208459SYSTEMS AND METHODS FOR CLOSED LOOP CREDIT CARD PROCESSINGMarch 2021June 2024Abandon3940YesNo
17192299TECHNOLOGIES FOR USING MACHINE LEARNING TO DETERMINE CREDIT WORTHINESS ASSOCIATED WITH MERCHANT PRODUCTS AND SERVICESMarch 2021April 2024Abandon3830YesNo
17166203MACHINE LEARNING BASED AUTOMATED SAVINGS GOALSFebruary 2021December 2022Abandon2310NoNo
17124136System and Method for Controlled Market Data Delivery in an Electronic Trading EnvironmentDecember 2020September 2022Allow2100YesNo
16973775A RECONCILIATION SYSTEM BASED ON HYBRID CLOUD COMPUTING PLATFORM AND ITS RECONCILIATION METHODDecember 2020August 2023Abandon3220NoNo
17108577SYSTEMS, METHODS, AND DEVICES FOR AGGREGATING AND QUANTIFYING TELEMATICS DATADecember 2020September 2022Abandon2110NoNo
17005669PROPERTY RESOURCE RIGHTS MANAGEMENT SYSTEMS AND METHODSAugust 2020February 2026Abandon6040NoYes
16941971Risk Unit Based PoliciesJuly 2020January 2023Allow2910YesNo
16916191MUNICIPAL SOLVENCY INDEXJune 2020November 2022Abandon2910NoNo
16910028METHODS AND SYSTEMS TO QUANTIFY AND INDEX LIQUIDITY RISK IN FINANCIAL MARKETS AND RISK MANAGEMENT CONTRACTS THEREONJune 2020September 2022Allow2720YesNo
16899429SYSTEMS AND METHODS FOR SELECTING TRANSACTION RECIPIENTS AND SENDING B2B PAYMENTS TO RECIPIENTSJune 2020January 2025Abandon5570YesNo
16865114METHOD AND SYSTEM FOR SOFTWARE MONITORING ASSOCIATED WITH AN ENTITYMay 2020March 2023Abandon3520NoNo
16863436Distribution of Electronic Market DataApril 2020September 2022Allow2810NoNo
16820485SUPPLY CHAIN FINANCE SYSTEMMarch 2020June 2022Allow2710NoNo
16737166VIRTUALIZING FOR USER-DEFINED ALGORITHM ELECTRONIC TRADINGJanuary 2020October 2021Allow2100YesNo
16713140NON-BIASED, CENTRALLY-CLEARED FINANCIAL INSTRUMENT AND METHOD OF CLEARING AND SETTLINGDecember 2019October 2021Allow2210YesNo
16712003Method, System, and Computer Program Product for Distributing Data from Multiple Data SourcesDecember 2019March 2024Abandon5130YesNo
16678092SYSTEM AND METHOD FOR CREATING AUTOMATIC EXPIRING TRANSACTIONS FOR A CREDIT CARDNovember 2019June 2022Allow3111YesNo
16156479Electronic System and Method of Consumption-based Retirement PlanningOctober 2018November 2022Abandon4930NoNo
16153543DATA INGESTION SYSTEMS AND METHODSOctober 2018March 2022Abandon4120YesNo
16046380SYSTEMS AND METHODS FOR BUSINESS EVENT DRIVEN ANALYTICSJuly 2018September 2024Allow6030YesNo
15854435SYSTEMS AND METHODS FOR TRANSACTION AUTHORIZATION BASED ON TENDER SWITCHING SCORINGDecember 2017October 2025Allow60130YesNo
13462292BAG SUPPORTING APPARATUSMay 2012November 2013Allow1810NoNo
13008166METHODS AND SYSTEMS FOR CLAIMS MANAGEMENT FACILITATIONJanuary 2011January 2013Allow2411YesNo
12836485Smart Matching for Synthetic SpreadsJuly 2010July 2024Abandon60170YesNo
11811408ARRANGEMENT FOR AND A METHOD OF DETERMINING DAMAGES IN SHAREHOLDER CLASS ACTION LITIGATIONJune 2007February 2014Allow6020YesNo
11679125DYNAMIC LOAD ADJUSTMENT FOR ONLINE AUCTION BIDDINGFebruary 2007July 2013Allow6030NoNo
11582719SYSTEM AND METHOD FOR SALVAGE CALCULATION, FRAUD PREVENTION AND INSURANCE ADJUSTMENTOctober 2006March 2012Allow6030YesNo

Appeals Overview

This analysis examines appeal outcomes and the strategic value of filing appeals for examiner PUTTAIAH, ASHA.

Patent Trial and Appeal Board (PTAB) Decisions

Total PTAB Decisions
1
Examiner Affirmed
1
(100.0%)
Examiner Reversed
0
(0.0%)
Reversal Percentile
18.4%
Lower than average

What This Means

With a 0.0% reversal rate, the PTAB affirms the examiner's rejections in the vast majority of cases. This reversal rate is in the bottom 25% across the USPTO, indicating that appeals face significant challenges here.

Strategic Value of Filing an Appeal

Total Appeal Filings
1
Allowed After Appeal Filing
0
(0.0%)
Not Allowed After Appeal Filing
1
(100.0%)
Filing Benefit Percentile
10.2%
Lower than average

Understanding Appeal Filing Strategy

Filing a Notice of Appeal can sometimes lead to allowance even before the appeal is fully briefed or decided by the PTAB. This occurs when the examiner or their supervisor reconsiders the rejection during the mandatory appeal conference (MPEP § 1207.01) after the appeal is filed.

In this dataset, 0.0% of applications that filed an appeal were subsequently allowed. This appeal filing benefit rate is in the bottom 25% across the USPTO, indicating that filing appeals is less effective here than in most other areas.

Strategic Recommendations

Appeals to PTAB face challenges. Ensure your case has strong merit before committing to full Board review.

Filing a Notice of Appeal shows limited benefit. Consider other strategies like interviews or amendments before appealing.

Examiner PUTTAIAH, ASHA - Prosecution Strategy Guide

Executive Summary

Examiner PUTTAIAH, ASHA works in Art Unit 3691 and has examined 42 patent applications in our dataset. With an allowance rate of 50.0%, this examiner allows applications at a lower rate than most examiners at the USPTO. Applications typically reach final disposition in approximately 31 months.

Allowance Patterns

Examiner PUTTAIAH, ASHA's allowance rate of 50.0% places them in the 12% percentile among all USPTO examiners. This examiner is less likely to allow applications than most examiners at the USPTO.

Office Action Patterns

On average, applications examined by PUTTAIAH, ASHA receive 2.69 office actions before reaching final disposition. This places the examiner in the 79% percentile for office actions issued. This examiner issues more office actions than most examiners, which may indicate thorough examination or difficulty in reaching agreement with applicants.

Prosecution Timeline

The median time to disposition (half-life) for applications examined by PUTTAIAH, ASHA is 31 months. This places the examiner in the 57% percentile for prosecution speed. Prosecution timelines are slightly faster than average with this examiner.

Interview Effectiveness

Conducting an examiner interview provides a +48.6% benefit to allowance rate for applications examined by PUTTAIAH, ASHA. This interview benefit is in the 92% percentile among all examiners. Recommendation: Interviews are highly effective with this examiner and should be strongly considered as a prosecution strategy. Per MPEP § 713.10, interviews are available at any time before the Notice of Allowance is mailed or jurisdiction transfers to the PTAB.

Request for Continued Examination (RCE) Effectiveness

When applicants file an RCE with this examiner, 10.4% of applications are subsequently allowed. This success rate is in the 5% percentile among all examiners. Strategic Insight: RCEs show lower effectiveness with this examiner compared to others. Consider whether a continuation application might be more strategic, especially if you need to add new matter or significantly broaden claims.

After-Final Amendment Practice

This examiner enters after-final amendments leading to allowance in 5.6% of cases where such amendments are filed. This entry rate is in the 6% percentile among all examiners. Strategic Recommendation: This examiner rarely enters after-final amendments compared to other examiners. You should generally plan to file an RCE or appeal rather than relying on after-final amendment entry. Per MPEP § 714.12, primary examiners have discretion in entering after-final amendments, and this examiner exercises that discretion conservatively.

Pre-Appeal Conference Effectiveness

When applicants request a pre-appeal conference (PAC) with this examiner, 0.0% result in withdrawal of the rejection or reopening of prosecution. This success rate is in the 20% percentile among all examiners. Note: Pre-appeal conferences show limited success with this examiner compared to others. While still worth considering, be prepared to proceed with a full appeal brief if the PAC does not result in favorable action.

Appeal Withdrawal and Reconsideration

This examiner withdraws rejections or reopens prosecution in 0.0% of appeals filed. This is in the 2% percentile among all examiners. Strategic Insight: This examiner rarely withdraws rejections during the appeal process compared to other examiners. If you file an appeal, be prepared to fully prosecute it to a PTAB decision. Per MPEP § 1207, the examiner will prepare an Examiner's Answer maintaining the rejections.

Petition Practice

When applicants file petitions regarding this examiner's actions, 120.0% are granted (fully or in part). This grant rate is in the 95% percentile among all examiners. Strategic Note: Petitions are frequently granted regarding this examiner's actions compared to other examiners. Per MPEP § 1002.02(c), various examiner actions are petitionable to the Technology Center Director, including prematureness of final rejection, refusal to enter amendments, and requirement for information. If you believe an examiner action is improper, consider filing a petition.

Examiner Cooperation and Flexibility

Examiner's Amendments: This examiner makes examiner's amendments in 0.0% of allowed cases (in the 41% percentile). This examiner makes examiner's amendments less often than average. You may need to make most claim amendments yourself.

Quayle Actions: This examiner issues Ex Parte Quayle actions in 0.0% of allowed cases (in the 44% percentile). This examiner issues Quayle actions less often than average. Allowances may come directly without a separate action for formal matters.

Prosecution Strategy Recommendations

Based on the statistical analysis of this examiner's prosecution patterns, here are tailored strategic recommendations:

  • Prepare for rigorous examination: With a below-average allowance rate, ensure your application has strong written description and enablement support. Consider filing a continuation if you need to add new matter.
  • Expect multiple rounds of prosecution: This examiner issues more office actions than average. Address potential issues proactively in your initial response and consider requesting an interview early in prosecution.
  • Prioritize examiner interviews: Interviews are highly effective with this examiner. Request an interview after the first office action to clarify issues and potentially expedite allowance.
  • Plan for RCE after final rejection: This examiner rarely enters after-final amendments. Budget for an RCE in your prosecution strategy if you receive a final rejection.

Relevant MPEP Sections for Prosecution Strategy

  • MPEP § 713.10: Examiner interviews - available before Notice of Allowance or transfer to PTAB
  • MPEP § 714.12: After-final amendments - may be entered "under justifiable circumstances"
  • MPEP § 1002.02(c): Petitionable matters to Technology Center Director
  • MPEP § 1004: Actions requiring primary examiner signature (allowances, final rejections, examiner's answers)
  • MPEP § 1207.01: Appeal conferences - mandatory for all appeals
  • MPEP § 1214.07: Reopening prosecution after appeal

Important Disclaimer

Not Legal Advice: The information provided in this report is for informational purposes only and does not constitute legal advice. You should consult with a qualified patent attorney or agent for advice specific to your situation.

No Guarantees: We do not provide any guarantees as to the accuracy, completeness, or timeliness of the statistics presented above. Patent prosecution statistics are derived from publicly available USPTO data and are subject to data quality limitations, processing errors, and changes in USPTO practices over time.

Limitation of Liability: Under no circumstances will IronCrow AI be liable for any outcome, decision, or action resulting from your reliance on the statistics, analysis, or recommendations presented in this report. Past prosecution patterns do not guarantee future results.

Use at Your Own Risk: While we strive to provide accurate and useful prosecution statistics, you should independently verify any information that is material to your prosecution strategy and use your professional judgment in all patent prosecution matters.