USPTO Examiner POLLOCK GREGORY A - Art Unit 3691

Recent Applications

Detailed information about the 100 most recent patent applications.

Application NumberTitleFiling DateDisposal DateDispositionTime (months)Office ActionsRestrictionsInterviewAppeal
17129306ELECTRONIC WALLET APPARATUSDecember 2020February 2025Abandon5020NoYes
17129276BOOKMAKER MANAGEMENT APPARATUSDecember 2020June 2025Abandon5430YesYes
16893804VIRTUAL CURRENCY SYSTEMJune 2020April 2025Abandon5841YesNo
16847769SYSTEMS AND METHODS FOR ADDITIONAL RENEWABLE CAPACITY CREDITSApril 2020May 2025Abandon6040YesYes
16800628REMITTANCE PROCESS METHODFebruary 2020June 2025Abandon6050NoYes
16800700DEPOSIT AMOUNT MANAGING METHODFebruary 2020April 2025Abandon6040NoYes
16800717DEPOSIT AMOUNT MANAGING METHODFebruary 2020March 2025Abandon6040NoYes
16800680DEPOSIT AMOUNT MANAGING METHODFebruary 2020March 2025Abandon6040YesYes
16800729PAYMENT MANAGING METHODFebruary 2020March 2025Abandon6040NoYes
16405350SYSTEMS AND METHODS FOR REDUCING FALSE POSITIVES IN ITEM DETECTIONMay 2019June 2025Abandon6060YesYes
16295054Method and System for Low Latency Basket CalculationMarch 2019October 2024Abandon6040YesYes
15260707MESSAGE CANCELATION BASED ON DATA TRANSACTION PROCESSING SYSTEM LATENCYSeptember 2016December 2024Abandon6081YesYes
13896450METHOD AND SYSTEM FOR AUTOMATICALLY HARMONIZING ACCESS TO A SOFTWARE APPLICATION PROGRAM VIA DIFFERENT ACCESS DEVICESMay 2013June 2014Allow1360YesYes
13722692Speed Adjustable and Reversible Tool for Slicer OrdersDecember 2012June 2017Allow5451NoNo
13599229METHOD AND SYSTEM FOR AUTOMATICALLY HARMONIZING ACCESS TO A SOFTWARE APPLICATION PROGRAM VIA DIFFERENT ACCESS DEVICESAugust 2012June 2014Allow2161YesYes
13506407Flexible-rate, financial option and method of tradingApril 2012November 2015Abandon43190NoNo
13374499Method and system for energy recaptureDecember 2011March 2015Allow3841NoNo
13080803SECURITIES MESSAGES WITH AUTOMATED ENCODING OF FIELD OPERATORSApril 2011March 2019Allow6060YesYes
12927597CENTRAL COUNTERPARTY FOR DATA MANAGEMENTNovember 2010September 2011Allow900NoNo
12255518SYSTEMS AND METHODS FOR EVALUATING THE INTEGRITY OF A MODEL PORTFOLIO OF A FINANCIAL INSTRUMENTOctober 2008January 2012Allow3822NoNo
12169954SYSTEMS AND METHODS RELATED TO DELIVERING TARGETED ADVERTISING TO CONSUMERSJuly 2008June 2014Allow6042NoYes
12060831REMOTE CONTROL DEVICE TO DISPLAY ADVERTISEMENTSApril 2008February 2016Allow6091NoNo
11691618SYSTEM AND SOFTWARE FOR PROVIDING RECOMMENDATIONS TO OPTIMIZE A PORTFOLIO OF ITEMSMarch 2007August 2010Allow4020NoYes
10989181APPARATUS, SYSTEM, AND METHOD FOR IDENTIFYING FIXED MEMORY ADDRESS ERRORS IN SOURCE CODE AT BUILD TIMENovember 2004September 2008Allow4610YesNo
10753069SYSTEMS AND METHODS FOR TRADING ACTIVELY MANAGED FUNDSJanuary 2004December 2011Allow6061YesNo
10431316Methods and systems for providing life insuranceMay 2003June 2014Allow6070YesNo
10092005SYSTEM AND METHOD FOR PROVIDING LIQUIDITYMarch 2002September 2011Allow6090YesNo

Appeals Overview

This analysis examines appeal outcomes and the strategic value of filing appeals for examiner POLLOCK, GREGORY A.

Patent Trial and Appeal Board (PTAB) Decisions

Total PTAB Decisions
11
Examiner Affirmed
11
(100.0%)
Examiner Reversed
0
(0.0%)
Reversal Percentile
18.3%
Lower than average

What This Means

With a 0.0% reversal rate, the PTAB affirms the examiner's rejections in the vast majority of cases. This reversal rate is in the bottom 25% across the USPTO, indicating that appeals face significant challenges here.

Strategic Value of Filing an Appeal

Total Appeal Filings
19
Allowed After Appeal Filing
4
(21.1%)
Not Allowed After Appeal Filing
15
(78.9%)
Filing Benefit Percentile
28.7%
Lower than average

Understanding Appeal Filing Strategy

Filing a Notice of Appeal can sometimes lead to allowance even before the appeal is fully briefed or decided by the PTAB. This occurs when the examiner or their supervisor reconsiders the rejection during the mandatory appeal conference (MPEP § 1207.01) after the appeal is filed.

In this dataset, 21.1% of applications that filed an appeal were subsequently allowed. This appeal filing benefit rate is below the USPTO average, suggesting that filing an appeal has limited effectiveness in prompting favorable reconsideration.

Strategic Recommendations

Appeals to PTAB face challenges. Ensure your case has strong merit before committing to full Board review.

Filing a Notice of Appeal shows limited benefit. Consider other strategies like interviews or amendments before appealing.

Examiner POLLOCK, GREGORY A - Prosecution Strategy Guide

Executive Summary

Examiner POLLOCK, GREGORY A works in Art Unit 3691 and has examined 27 patent applications in our dataset. With an allowance rate of 51.9%, this examiner allows applications at a lower rate than most examiners at the USPTO. Applications typically reach final disposition in approximately 10000 months.

Allowance Patterns

Examiner POLLOCK, GREGORY A's allowance rate of 51.9% places them in the 15% percentile among all USPTO examiners. This examiner is less likely to allow applications than most examiners at the USPTO.

Office Action Patterns

On average, applications examined by POLLOCK, GREGORY A receive 5.11 office actions before reaching final disposition. This places the examiner in the 99% percentile for office actions issued. This examiner issues more office actions than most examiners, which may indicate thorough examination or difficulty in reaching agreement with applicants.

Prosecution Timeline

The median time to disposition (half-life) for applications examined by POLLOCK, GREGORY A is 10000 months. This places the examiner in the 1% percentile for prosecution speed. Applications take longer to reach final disposition with this examiner compared to most others.

Interview Effectiveness

Conducting an examiner interview provides a -3.8% benefit to allowance rate for applications examined by POLLOCK, GREGORY A. This interview benefit is in the 7% percentile among all examiners. Note: Interviews show limited statistical benefit with this examiner compared to others, though they may still be valuable for clarifying issues.

Request for Continued Examination (RCE) Effectiveness

When applicants file an RCE with this examiner, 5.8% of applications are subsequently allowed. This success rate is in the 3% percentile among all examiners. Strategic Insight: RCEs show lower effectiveness with this examiner compared to others. Consider whether a continuation application might be more strategic, especially if you need to add new matter or significantly broaden claims.

After-Final Amendment Practice

This examiner enters after-final amendments leading to allowance in 25.0% of cases where such amendments are filed. This entry rate is in the 36% percentile among all examiners. Strategic Recommendation: This examiner shows below-average receptiveness to after-final amendments. You may need to file an RCE or appeal rather than relying on after-final amendment entry.

Pre-Appeal Conference Effectiveness

When applicants request a pre-appeal conference (PAC) with this examiner, 0.0% result in withdrawal of the rejection or reopening of prosecution. This success rate is in the 20% percentile among all examiners. Note: Pre-appeal conferences show limited success with this examiner compared to others. While still worth considering, be prepared to proceed with a full appeal brief if the PAC does not result in favorable action.

Appeal Withdrawal and Reconsideration

This examiner withdraws rejections or reopens prosecution in 38.9% of appeals filed. This is in the 7% percentile among all examiners. Of these withdrawals, 71.4% occur early in the appeal process (after Notice of Appeal but before Appeal Brief). Strategic Insight: This examiner rarely withdraws rejections during the appeal process compared to other examiners. If you file an appeal, be prepared to fully prosecute it to a PTAB decision. Per MPEP § 1207, the examiner will prepare an Examiner's Answer maintaining the rejections.

Petition Practice

When applicants file petitions regarding this examiner's actions, 50.0% are granted (fully or in part). This grant rate is in the 46% percentile among all examiners. Strategic Note: Petitions show below-average success regarding this examiner's actions. Ensure you have a strong procedural basis before filing.

Examiner Cooperation and Flexibility

Examiner's Amendments: This examiner makes examiner's amendments in 18.5% of allowed cases (in the 98% percentile). Per MPEP § 1302.04, examiner's amendments are used to place applications in condition for allowance when only minor changes are needed. This examiner frequently uses this tool compared to other examiners, indicating a cooperative approach to getting applications allowed. Strategic Insight: If you are close to allowance but minor claim amendments are needed, this examiner may be willing to make an examiner's amendment rather than requiring another round of prosecution.

Quayle Actions: This examiner issues Ex Parte Quayle actions in 0.0% of allowed cases (in the 46% percentile). This examiner issues Quayle actions less often than average. Allowances may come directly without a separate action for formal matters.

Prosecution Strategy Recommendations

Based on the statistical analysis of this examiner's prosecution patterns, here are tailored strategic recommendations:

  • Prepare for rigorous examination: With a below-average allowance rate, ensure your application has strong written description and enablement support. Consider filing a continuation if you need to add new matter.
  • Expect multiple rounds of prosecution: This examiner issues more office actions than average. Address potential issues proactively in your initial response and consider requesting an interview early in prosecution.
  • Plan for extended prosecution: Applications take longer than average with this examiner. Factor this into your continuation strategy and client communications.
  • Examiner cooperation: This examiner frequently makes examiner's amendments to place applications in condition for allowance. If you are close to allowance, the examiner may help finalize the claims.

Relevant MPEP Sections for Prosecution Strategy

  • MPEP § 713.10: Examiner interviews - available before Notice of Allowance or transfer to PTAB
  • MPEP § 714.12: After-final amendments - may be entered "under justifiable circumstances"
  • MPEP § 1002.02(c): Petitionable matters to Technology Center Director
  • MPEP § 1004: Actions requiring primary examiner signature (allowances, final rejections, examiner's answers)
  • MPEP § 1207.01: Appeal conferences - mandatory for all appeals
  • MPEP § 1214.07: Reopening prosecution after appeal

Important Disclaimer

Not Legal Advice: The information provided in this report is for informational purposes only and does not constitute legal advice. You should consult with a qualified patent attorney or agent for advice specific to your situation.

No Guarantees: We do not provide any guarantees as to the accuracy, completeness, or timeliness of the statistics presented above. Patent prosecution statistics are derived from publicly available USPTO data and are subject to data quality limitations, processing errors, and changes in USPTO practices over time.

Limitation of Liability: Under no circumstances will IronCrow AI be liable for any outcome, decision, or action resulting from your reliance on the statistics, analysis, or recommendations presented in this report. Past prosecution patterns do not guarantee future results.

Use at Your Own Risk: While we strive to provide accurate and useful prosecution statistics, you should independently verify any information that is material to your prosecution strategy and use your professional judgment in all patent prosecution matters.