USPTO Examiner PHAN HAI - Art Unit 2654

Recent Applications

Detailed information about the 100 most recent patent applications.

Application NumberTitleFiling DateDisposal DateDispositionTime (months)Office ActionsRestrictionsInterviewAppeal
18839172Locating a Moving Acoustic SourceAugust 2024March 2026Allow1900YesNo
18621986Automated Conversation Content Items from Natural LanguageMarch 2024June 2025Allow1520YesNo
18436010BINARUAL RENDERINGFebruary 2024September 2025Allow1900YesNo
18289185CONVERSION MODEL LEARNING APPARATUS, CONVERSION MODEL GENERATION APPARATUS, CONVERSION APPARATUS, CONVERSION METHOD AND PROGRAMNovember 2023November 2025Allow2510NoNo
18380847METHOD AND SYSTEM FOR FAIR SPEECH EMOTION RECOGNITIONOctober 2023November 2025Allow2510NoNo
18452084Signal-adaptive Remixing of Separated Audio SourcesAugust 2023December 2025Allow2810NoNo
18233295TEXT TO AUDIO CONVERSION WITH DISENTANGLED STYLE CONDITIONINGAugust 2023November 2025Allow2810YesNo
18344747PROCESSING NATURAL LANGUAGE QUERIES WITH API CALLS AND API EXECUTIONSJune 2023October 2025Allow2710YesNo
18248808GENERATIVE NEURAL NETWORK MODEL FOR PROCESSING AUDIO SAMPLES IN A FILTER-BANK DOMAINApril 2023September 2025Allow2910NoNo
18067377GAZE BASED DEVICE CONTROLDecember 2022July 2025Allow3110YesNo
17906322UPDATING CONSTRAINTS FOR COMPUTERIZED ASSISTANT ACTIONSSeptember 2022February 2025Allow2910YesNo
17898894ADAPTIVE ECHO CANCELLATIONAugust 2022September 2025Abandon3620NoNo
17882461RECORDING MEETING AUDIO VIA MULTIPLE INDIVIDUAL SMARTPHONESAugust 2022June 2025Abandon3440YesNo
17773528INTELLIGENT VOICE RECOGNITION METHOD AND APPARATUSApril 2022March 2025Abandon3410NoNo
17765809METHOD FOR DISPLAYING ENTITY-ASSOCIATED INFORMATION BASED ON ELECTRONIC BOOK AND ELECTRONIC DEVICEMarch 2022March 2025Abandon3510NoNo
17579131MITIGATING FALSE POSITIVES AND/OR FALSE NEGATIVES IN HOT WORD FREE ADAPTATION OF AUTOMATED ASSISTANTJanuary 2022September 2025Allow4431YesNo
17644767Systems and Methods for Speech ValidationDecember 2021June 2025Abandon4220NoNo
17602281DIALOG ACTION ESTIMATION DEVICE, DIALOG ACTION ESTIMATION METHOD, DIALOG ACTION ESTIMATION MODEL LEARNING DEVICE, AND PROGRAMOctober 2021June 2025Abandon4430NoNo
17389836SYSTEMS AND METHODS FOR GENERATING A DYNAMIC LIST OF HINT WORDS FOR AUTOMATED SPEECH RECOGNITIONJuly 2021February 2025Allow4330NoNo
12434740MULTIPLE CHANNEL SOUND SYSTEM USING MULTI-SPEAKER ARRAYSMay 2009September 2012Allow4010YesNo
12132624LOUDSPEAKER ARRAY DESIGNJune 2008September 2012Allow5220NoNo
12054935METHOD FOR ASSIGNING A PLURALITY OF AUDIO CHANNELS TO A PLURALITY OF SPEAKERS, CORRESPONDING COMPUTER PROGRAM PRODUCT, STORAGE MEANS AND MANAGER NODEMarch 2008July 2012Allow5210NoNo
11780618DIRECTIONAL SPEAKER SYSTEM AND AUTOMATIC SET-UP METHOD THEREOFJuly 2007July 2012Allow6030NoNo
11518931METHOD AND APPARATUS TO GENERATE SPATIAL SOUNDSeptember 2006August 2012Allow6050YesNo
11388496AUDIO SYSTEM WITH PARENTAL MAXIMUM VOLUME CONTROLMarch 2006September 2012Allow6040NoYes

Appeals Overview

This analysis examines appeal outcomes and the strategic value of filing appeals for examiner PHAN, HAI.

Strategic Value of Filing an Appeal

Total Appeal Filings
2
Allowed After Appeal Filing
1
(50.0%)
Not Allowed After Appeal Filing
1
(50.0%)
Filing Benefit Percentile
79.6%
Higher than average

Understanding Appeal Filing Strategy

Filing a Notice of Appeal can sometimes lead to allowance even before the appeal is fully briefed or decided by the PTAB. This occurs when the examiner or their supervisor reconsiders the rejection during the mandatory appeal conference (MPEP § 1207.01) after the appeal is filed.

In this dataset, 50.0% of applications that filed an appeal were subsequently allowed. This appeal filing benefit rate is in the top 25% across the USPTO, indicating that filing appeals is particularly effective here. The act of filing often prompts favorable reconsideration during the mandatory appeal conference.

Strategic Recommendations

Filing a Notice of Appeal is strategically valuable. The act of filing often prompts favorable reconsideration during the mandatory appeal conference.

Examiner PHAN, HAI - Prosecution Strategy Guide

Executive Summary

Examiner PHAN, HAI works in Art Unit 2654 and has examined 9 patent applications in our dataset. With an allowance rate of 77.8%, this examiner has a below-average tendency to allow applications. Applications typically reach final disposition in approximately 52 months.

Allowance Patterns

Examiner PHAN, HAI's allowance rate of 77.8% places them in the 45% percentile among all USPTO examiners. This examiner has a below-average tendency to allow applications.

Office Action Patterns

On average, applications examined by PHAN, HAI receive 2.67 office actions before reaching final disposition. This places the examiner in the 78% percentile for office actions issued. This examiner issues more office actions than most examiners, which may indicate thorough examination or difficulty in reaching agreement with applicants.

Prosecution Timeline

The median time to disposition (half-life) for applications examined by PHAN, HAI is 52 months. This places the examiner in the 3% percentile for prosecution speed. Applications take longer to reach final disposition with this examiner compared to most others.

Interview Effectiveness

Conducting an examiner interview provides a +28.6% benefit to allowance rate for applications examined by PHAN, HAI. This interview benefit is in the 76% percentile among all examiners. Recommendation: Interviews are highly effective with this examiner and should be strongly considered as a prosecution strategy. Per MPEP § 713.10, interviews are available at any time before the Notice of Allowance is mailed or jurisdiction transfers to the PTAB.

Request for Continued Examination (RCE) Effectiveness

When applicants file an RCE with this examiner, 33.3% of applications are subsequently allowed. This success rate is in the 72% percentile among all examiners. Strategic Insight: RCEs show above-average effectiveness with this examiner. Consider whether your amendments or new arguments are strong enough to warrant an RCE versus filing a continuation.

After-Final Amendment Practice

This examiner enters after-final amendments leading to allowance in 16.7% of cases where such amendments are filed. This entry rate is in the 19% percentile among all examiners. Strategic Recommendation: This examiner rarely enters after-final amendments compared to other examiners. You should generally plan to file an RCE or appeal rather than relying on after-final amendment entry. Per MPEP § 714.12, primary examiners have discretion in entering after-final amendments, and this examiner exercises that discretion conservatively.

Appeal Withdrawal and Reconsideration

This examiner withdraws rejections or reopens prosecution in 100.0% of appeals filed. This is in the 91% percentile among all examiners. Strategic Insight: This examiner frequently reconsiders rejections during the appeal process compared to other examiners. Per MPEP § 1207.01, all appeals must go through a mandatory appeal conference. Filing a Notice of Appeal may prompt favorable reconsideration even before you file an Appeal Brief.

Examiner Cooperation and Flexibility

Examiner's Amendments: This examiner makes examiner's amendments in 0.0% of allowed cases (in the 21% percentile). This examiner rarely makes examiner's amendments compared to other examiners. You should expect to make all necessary claim amendments yourself through formal amendment practice.

Quayle Actions: This examiner issues Ex Parte Quayle actions in 0.0% of allowed cases (in the 27% percentile). This examiner issues Quayle actions less often than average. Allowances may come directly without a separate action for formal matters.

Prosecution Strategy Recommendations

Based on the statistical analysis of this examiner's prosecution patterns, here are tailored strategic recommendations:

  • Expect multiple rounds of prosecution: This examiner issues more office actions than average. Address potential issues proactively in your initial response and consider requesting an interview early in prosecution.
  • Prioritize examiner interviews: Interviews are highly effective with this examiner. Request an interview after the first office action to clarify issues and potentially expedite allowance.
  • Plan for RCE after final rejection: This examiner rarely enters after-final amendments. Budget for an RCE in your prosecution strategy if you receive a final rejection.
  • Appeal filing as negotiation tool: This examiner frequently reconsiders rejections during the appeal process. Filing a Notice of Appeal may prompt favorable reconsideration during the mandatory appeal conference.
  • Plan for extended prosecution: Applications take longer than average with this examiner. Factor this into your continuation strategy and client communications.

Relevant MPEP Sections for Prosecution Strategy

  • MPEP § 713.10: Examiner interviews - available before Notice of Allowance or transfer to PTAB
  • MPEP § 714.12: After-final amendments - may be entered "under justifiable circumstances"
  • MPEP § 1002.02(c): Petitionable matters to Technology Center Director
  • MPEP § 1004: Actions requiring primary examiner signature (allowances, final rejections, examiner's answers)
  • MPEP § 1207.01: Appeal conferences - mandatory for all appeals
  • MPEP § 1214.07: Reopening prosecution after appeal

Important Disclaimer

Not Legal Advice: The information provided in this report is for informational purposes only and does not constitute legal advice. You should consult with a qualified patent attorney or agent for advice specific to your situation.

No Guarantees: We do not provide any guarantees as to the accuracy, completeness, or timeliness of the statistics presented above. Patent prosecution statistics are derived from publicly available USPTO data and are subject to data quality limitations, processing errors, and changes in USPTO practices over time.

Limitation of Liability: Under no circumstances will IronCrow AI be liable for any outcome, decision, or action resulting from your reliance on the statistics, analysis, or recommendations presented in this report. Past prosecution patterns do not guarantee future results.

Use at Your Own Risk: While we strive to provide accurate and useful prosecution statistics, you should independently verify any information that is material to your prosecution strategy and use your professional judgment in all patent prosecution matters.